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Code · CFR · Title 17 — Commodity and Securities Exchanges · Part 10 — Rules of Practice · § 10.31

§ 10.31. Parties.

74 words·~1 min read·/us/cfr/t17/s§ 10.31·

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The parties to an adjudicatory proceeding shall include the Division of Enforcement, each respondent named in the complaint and each person permitted to intervene pursuant to § 10.33 of these rules. A respondent shall cease to be a party or purposes of a pending proceeding when
(a)a default order is entered against him pursuant to § 10.93; or
(b)the Commission accepts an offer of settlement pursuant to § 10.108 of these rules.
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